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Securities Law


Carlile Patchen & Murphy has one of the most experienced practice groups in the State of Ohio devoted to providing counsel to securities broker dealers, investment advisers, registered representatives, banks, and issuers of securities. We are a nationally recognized leader in the field of securities recruiting law and have represented national and regional securities and investment firms, and public and closely-held companies.

Securities Law Practice Overview

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Federal and State Experience to Manage Your Securities Case

Members of our securities practice group have appeared in federal and state courts and in arbitration proceedings across the country. Additionally, we have participated in state and local bond offerings, private placements, initial public offerings, periodic reporting documentation, going private transactions, mergers and acquisitions and venture capital transactions.

With a detailed understanding of sophisticated products and strategies, we enjoy an excellent reputation for producing positive results for our clients. We offer the strength of a national practice with the benefit of personalized service.