Raising capital is one of the most difficult tasks facing a business. It is also one of the most critical. The extent to which a company is able to raise capital frequently determines the difference between success or failure.

Sources of financing include friends and relatives, individual investors, public and private pension funds, insurance companies, small business investment companies, venture capital firms, governmental agencies and the public securities markets. Raising capital from these sources, however, brings into play a complex system of state and federal securities law provisions. An effective guide to these provisions is essential.

Throughout its existence, Carlile Patchen & Murphy has been aiding its clients through this process. We possess a thorough technical knowledge of the securities laws, creativity in structuring transactions experience in negotiating transactions, and a positive attitude towards making a deal.

Carlile Patchen & Murphy has advised clients on all aspects of public and private financing of business activities from private placements to venture capital financing to initial and secondary public offerings. We have also advised clients regarding the ongoing activities of issuers, including Form 10-Ks, proxy statements and beneficial ownership reporting, as well as broker/dealer, investment advisor and franchise registration and compliance.